Who needs a SEBI compliance audit
The industries that must meet the requirements of SEBI's Cyber Security and Cyber Resilience Framework.
Stock Exchanges
Need a SEBI compliance audit to assess cybersecurity controls and evidence compliance with SEBI CSCRF.
Securities Depositories
Must align their infrastructure security with SEBI CSCRF to protect financial transactions and investor data.
Depository Participants
Need a SEBI compliance audit to secure the handling of securities accounts and meet regulatory requirements.
Stock Brokers
Must apply CSCRF controls to protect trading systems, client data and financial transaction platforms.
Sub Brokers
Handling trading operations must meet SEBI compliance audit requirements to stay compliant.
Clearing Corporations
Need strong cybersecurity governance aligned with CSCRF for secure financial settlement operations.
Clearing Members
Must meet SEBI CSCRF requirements to protect clearing systems and transaction processing environments.
Asset Management Companies
Need a SEBI compliance audit to protect investment management systems and meet regulatory requirements.
Mutual Fund Companies
Must align cybersecurity practices with CSCRF to safeguard investor and financial data.
Portfolio Management Services
Need CSCRF compliance to protect portfolio data, investor accounts and trading operations.
Alternative Investment Funds
Need a SEBI compliance audit to strengthen cybersecurity governance and regulatory risk management.
SEBI Registered Investment Advisors
Must meet SEBI CSCRF requirements to secure advisory platforms and protect sensitive financial information.
SEBI Research Analysts
Handling market data must follow SEBI compliance audit guidance to maintain data security and compliance.
Registrar Transfer Agents
Must apply CSCRF controls to protect shareholder records and transaction data.
Merchant Banking Firms
Need a SEBI compliance audit to secure financial advisory systems and meet regulatory requirements.
Credit Rating Agencies
Must meet SEBI CSCRF requirements to protect financial assessment data and analytical platforms.
Securities Custodian Institutions
Must align their security infrastructure with CSCRF to protect securities and investor assets.
KYC Registration Agencies
Need a SEBI compliance audit to secure identity verification systems and protect sensitive customer data.
Market Infrastructure Institutions
Must meet SEBI CSCRF requirements for the secure operation of financial market platforms.
Commodity Derivatives Exchanges
Need a SEBI compliance audit to secure trading infrastructure and stay compliant with SEBI regulations.
Algorithmic Trading Firms
Must meet CSCRF requirements to secure automated trading systems and financial algorithms.
SEBI Registered Intermediaries
Need a SEBI compliance audit to maintain strong cybersecurity practices and meet regulatory requirements.